K2's Case Studies in Fraud and Technology Controls - 8 Hours
Total Credits: 8 including 8 Auditing- Technical
- Average Rating:
- Not yet rated
- Categories:
- ACPEN Industry Institute | Industry | Accounting and Auditing
- Faculty:
- Thomas G. Stephens Jr., CPA.CITP, CGMA
- Course Levels:
- Intermediate
- Duration:
- 8 Hours
- License:
- Product Setting: Expires 30 day(s) after program date.
Description
Fraud continues to plague businesses at epidemic levels, and technology control failures are a significant reason fraud occurs. Using a case study approach, in this session, you will learn about the pervasiveness of fraud, the control failures that contribute to fraud, and what you can do to mitigate fraud risk.
A specific focus of this course is the application of information technology general controls and information technology application controls. In this course, you will examine numerous reported fraud cases and identify the general control and application control failures that contributed to each of these frauds. By learning through these real-world case studies, you will be positioned better to reduce fraud risk.
Basic Course Information
Learning Objectives- Define information technology general controls and information technology application controls and distinguish between the two
- List examples of key information technology controls
- Recognize control failures and weaknesses that can lead to fraud
- List recommendations for improving internal controls in an organization
Major Subjects
- Key fraud risks impacting businesses today
- Examples of fraud and the monetary impact on victims
- How to create, implement, and assess technology-based internal controls to reduce the probability of becoming a fraud victim
Course Materials
Important CPE Credit Instructions_READ BEFORE WEBCAST UPDATED (0.47 MB) | Available after Purchase |
Case Studies in Fraud and Technology Controls Handout - 8 Hours (3.51 MB) | Available after Purchase |
Faculty

Thomas G. Stephens Jr., CPA.CITP, CGMA Related Seminars and Products
Shareholder
K2 Enterprises
Tommy Stephens received a Bachelor of Science in Business Administration degree (Major in Accounting) from Auburn University in 1985. In 1992, he earned a Master of Science degree (Major in Finance) from Georgia State University in Atlanta. Presently, Tommy is a Certified Public Accountant, a Certified Information Technology Professional, and a Chartered Global Management Accountant.
During his professional career, Tommy has gained valuable experience in a variety of positions, including:
Working as an auditor and technology consultant for an Atlanta-based public accounting firm;
Leading an Internal Audit staff and managing a Cost Accounting team for a Fortune 500 company;
Serving as a Chief Financial Officer for an international engineering organization; and
Founding and managing his public accounting firm that provides accounting, tax, and consulting services to individuals and a variety of small and emerging businesses
In 1995, Tommy began authoring and presenting continuing professional education courses to accounting and finance professionals. In 2003, he affiliated with K2 Enterprises, and in 2007, he joined the firm as a partner. To date, he has lectured internationally on subjects such as internal controls for small businesses, technology strategies, computer hardware and software applications, tax strategies and compliance, and financial accounting standards and applications. Over the past twenty-nine years, Tommy has presented over 3,200 educational sessions to over 82,000 participants throughout the United States and Canada.
Presently, Tommy resides in Woodstock, Georgia, where he enjoys an active personal life with his wife. His hobbies include snow skiing, fishing, running, and other outdoor activities. Tommy maintains professional memberships with the AICPA and the Georgia Society of Certified Public Accountants. Additionally, he is a past member of the Institute of Internal Auditors.
Dates
Mon, Jun 09, 2025 - 12:00pm to 07:37pm EDT
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Tue, Jun 24, 2025 - 09:00am to 04:37pm EDT
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Mon, Jun 30, 2025 - 12:00pm to 07:37pm EDT
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Tue, Jul 15, 2025 - 09:00am to 04:37pm EDT
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Sat, Jul 19, 2025 - 11:00am to 06:37pm EDT
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Mon, Jul 21, 2025 - 09:00am to 04:37pm EDT
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Tue, Aug 05, 2025 - 09:00am to 04:37pm EDT
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Mon, Aug 11, 2025 - 12:00pm to 07:37pm EDT
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Tue, Aug 26, 2025 - 09:00am to 04:37pm EDT
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Wed, Sep 03, 2025 - 12:00pm to 07:37pm EDT
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Tue, Sep 16, 2025 - 09:00am to 04:37pm EDT
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Sat, Sep 20, 2025 - 10:00am to 05:37pm EDT
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Mon, Sep 22, 2025 - 12:00pm to 07:37pm EDT
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Tue, Oct 07, 2025 - 09:00am to 04:37pm EDT
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Mon, Oct 13, 2025 - 12:00pm to 07:37pm EDT
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Tue, Oct 28, 2025 - 09:00am to 04:37pm EDT
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Mon, Nov 03, 2025 - 12:00pm to 07:37pm EST
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Sat, Nov 15, 2025 - 10:00am to 05:37pm EST
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Tue, Nov 18, 2025 - 09:00am to 04:37pm EST
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Mon, Nov 24, 2025 - 12:00pm to 07:37pm EST
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Tue, Dec 09, 2025 - 10:00am to 05:37pm EST
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Mon, Dec 15, 2025 - 12:00pm to 07:37pm EST
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Tue, Dec 30, 2025 - 09:00am to 04:37pm EST
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Mon, Jan 05, 2026 - 12:00pm to 07:37pm EST
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Sat, Jan 17, 2026 - 10:00am to 05:37pm EST
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Tue, Jan 20, 2026 - 09:00am to 04:37pm EST
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Mon, Jan 26, 2026 - 12:00pm to 07:37pm EST
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Tue, Feb 10, 2026 - 09:00am to 04:37pm EST
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Mon, Feb 16, 2026 - 12:00pm to 07:37pm EST
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Tue, Mar 03, 2026 - 09:00am to 04:37pm EST
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Mon, Mar 09, 2026 - 12:00pm to 07:37pm EDT
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Sat, Mar 21, 2026 - 10:00am to 05:37pm EDT
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Tue, Mar 24, 2026 - 10:00am to 05:37pm EDT
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Mon, Mar 30, 2026 - 12:00pm to 07:37pm EDT
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Tue, Apr 14, 2026 - 10:00am to 05:37pm EDT
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Mon, Apr 20, 2026 - 12:00pm to 07:37pm EDT
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Tue, May 05, 2026 - 09:00am to 04:37pm EDT
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Mon, May 11, 2026 - 12:00pm to 07:37pm EDT
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Sat, May 16, 2026 - 10:00am to 05:37pm EDT
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Tue, May 26, 2026 - 10:00am to 05:37pm EDT
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Additional Info
Basic Course Information
Original Recording Date2023
Date Added to Catalog
1/29/25
Prerequisites
Fundamental understanding of internal controls
Advanced Preparation
None
Designed For
CPAs and other accounting, auditing, and business professionals who are seeking to reduce fraud risk
Course Developer
K2 Enterprises
Yellow Book
No
Additional Information
Instructional Delivery MethodGroup Internet Based
Complaint Resolution Policy
Please contact Anne Taylor for any complaints. anne.taylor@acpen.com, (972-377-8199).
Official Registry Statement
Business Professionals' Network, Inc. is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org
Refund/Cancellation Policy
Please contact the ACPEN help desk 1-877-602-9877 or help@acpen.com if you wish to cancel your attendance for a previously purchased webcast and are requesting a refund or transfer.
Course Registration Requirements
Online Registration