Addressing Common Documentation Deficiencies
Total Credits: 2 including 2 Auditing- Technical
- Average Rating:
- Not yet rated
- Categories:
- ACPEN Industry Institute | Yellow Book | Accounting and Auditing
- Faculty:
- Jaclyn Veno, CPA
- Course Levels:
- Intermediate
- Duration:
- 2 Hours
- License:
- Product Setting: Expires 30 day(s) after program date.
Description
The Enhancing Audit Quality Initiative has identified inadequate or nonexistent audit documentation as one of the most significant issues facing the profession today. Over half of the engagements reviewed by the AICPA failed to meet the requirements of AU-C 230, highlighting a critical need for improvement.
This course addresses common misconceptions about audit documentation and provides actionable strategies to overcome these deficiencies. Attendees will learn best practices to ensure compliance with professional standards, enhance audit quality, and mitigate risks associated with poor documentation. Whether you are an experienced professional or new to auditing, this course will help you strengthen your documentation practices and uphold the highest standards of the profession.
Basic Course Information
Learning Objectives- Describe the minimum documentation requirements from AU-C 230
- Recall common work paper deficiencies identified by the AICPA
Major Subjects
- AU-C 230
- Auditing
- Yellowbook
Course Materials
| IMPORTANT CPE Credit Instructions Read Before Webcast Updated 2025 (434.2 KB) | Available after Purchase | ||
| Addressing Common Documentation Deficiencies Handout (1.8 MB) | Available after Purchase | ||
Dates
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Fri, Apr 25, 2025 - 10:00am to 11:48am EDT
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Tue, May 06, 2025 - 12:00pm to 01:48pm EDT
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Thu, May 22, 2025 - 02:00pm to 03:48pm EDT
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Mon, Jun 02, 2025 - 04:00pm to 05:48pm EDT
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Fri, Jun 20, 2025 - 10:00am to 11:48am EDT
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Fri, Jul 11, 2025 - 12:00pm to 01:48pm EDT
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Thu, Jul 31, 2025 - 02:00pm to 03:48pm EDT
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Tue, Aug 12, 2025 - 07:00pm to 08:48pm EDT
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Mon, Aug 25, 2025 - 10:00am to 11:48am EDT
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Mon, Sep 15, 2025 - 12:00pm to 01:48pm EDT
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Mon, Sep 29, 2025 - 02:00pm to 03:48pm EDT
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Thu, Oct 02, 2025 - 07:00pm to 08:48pm EDT
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Tue, Oct 21, 2025 - 10:00am to 11:48am EDT
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Fri, Nov 07, 2025 - 12:00pm to 01:48pm EST
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Sat, Nov 22, 2025 - 02:00pm to 03:48pm EST
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Sat, Dec 06, 2025 - 04:00pm to 05:48pm EST
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Wed, Dec 17, 2025 - 10:00am to 11:48am EST
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Tue, Dec 23, 2025 - 12:00pm to 01:48pm EST
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Wed, Jan 07, 2026 - 02:00pm to 03:48pm EST
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Wed, Jan 21, 2026 - 04:00pm to 05:48pm EST
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Thu, Feb 05, 2026 - 10:00am to 11:48am EST
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Fri, Feb 20, 2026 - 12:00pm to 01:48pm EST
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Wed, Mar 11, 2026 - 02:00pm to 03:48pm EDT
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Mon, Mar 30, 2026 - 04:00pm to 05:48pm EDT
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Thu, Apr 09, 2026 - 07:00pm to 08:48pm EDT
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Wed, Apr 29, 2026 - 12:00pm to 01:48pm EDT
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Additional Info
Basic Course Information
Prerequisites Prior experience with GAASAdvanced Preparation None
Designed For
Accounting Professionals
Original Recording Date 03/2025
Yellow Book Yes
Course Developer Galasso Learning Solutions
Date Added to Catalog 2/2025
Additional Information
Complaint Resolution PolicyPlease contact Anne Taylor for any complaints. anne.taylor@acpen.com, (972-377-8199).
Official Registry Statement
Business Professionals' Network, Inc. is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org
Instructional Delivery Method
Group Internet Based
Course Registration Requirements
Online Registration
Refund/Cancellation Policy
Please contact the ACPEN help desk 1-877-602-9877 or help@acpen.com if you wish to cancel your attendance for a previously purchased webcast and are requesting a refund or transfer.